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perf(nvd): replace per-call I/O with in-memory indexes for overrides and fix-date lookups
Two related hot-loop bottlenecks in the NVD provider, both caused by per-item I/O inside a tight loop over ~250k CVEs. Bottleneck 1: NVDOverrides.cve() — per-CVE file reads cve() maintained a filepath index (CVE ID → path) but opened, read, and JSON-parsed the file on every call. A TODO comment already flagged the problem. Fix: _build_data_by_cve() globs and parses all CVE-*.json files once into a dict on first access. All subsequent cve() calls are O(1) dict lookups with zero I/O. The duplicated lazy-init guard is extracted into _ensure_loaded(). Bottleneck 2: GrypeDBStore.get() — per-CPE SQLite queries get() executed an individual SELECT for every (vuln_id, cpe_or_package) pair. Each CVE can have 5–20 CPE matches: 250,000 CVEs × 5–20 CPE matches ≈ 1.25M–5M SQLite queries per sync At 0.1ms per query that is ~4 minutes of pure SQLite overhead. Fix: _build_index() bulk-loads the entire fixdates table once into two in-memory dicts keyed by (vuln_id, cpe) and (vuln_id, package, ecosystem). get() becomes two dict lookups. The SQLAlchemy connection infrastructure is retained — still required by get_changed_vuln_ids_since(). No provider filter is applied in _build_index(): each Store downloads from a provider-scoped OCI image (ghcr.io/anchore/grype-db-observed-fix-date/{provider}), so the database only ever contains rows for this provider. Signed-off-by: James Gardner <james.gardner@chainguard.dev>
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Lines changed: 210 additions & 79 deletions

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NVD-PERF-ANALYSIS.md

Lines changed: 70 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -0,0 +1,70 @@
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# NVD Fix-Date Performance Analysis
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## Problem Summary
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Two related bottlenecks cause NVD provider syncs to run slowly, both sharing the same root cause: per-item I/O inside a hot loop.
6+
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---
8+
9+
## Bottleneck 1: `NVDOverrides.cve()` — Per-CVE File Reads
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**Location:** `src/vunnel/providers/nvd/overrides.py`
12+
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**Root cause:** `cve()` maintained a filepath index (CVE ID → path on disk) but opened, read, and JSON-parsed the file on every single call. With ~250k CVEs in a full sync, that is ~250k `open()` + `json.loads()` calls — one per CVE lookup.
14+
15+
A `# TODO: implement in-memory index` comment already marked the problem in the original code.
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**Fix:** Replace the filepath index with a fully parsed in-memory dict built once on first access. All subsequent `cve()` calls become O(1) dict lookups with zero I/O.
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---
20+
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## Bottleneck 2: `GrypeDBStore.get()` — Per-CPE SQLite Queries
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**Location:** `src/vunnel/tool/fixdate/grype_db_first_observed.py`
24+
25+
**Root cause:** `get()` executed an individual `SELECT` against the SQLite fix-date database for every `(vuln_id, cpe_or_package)` pair during NVD processing. Each CVE can have 5–20 CPE matches, and a full NVD sync processes ~250k CVEs, yielding:
26+
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```
28+
250,000 CVEs × 5–20 CPE matches = 1,250,000 – 5,000,000 SQLite queries per sync
29+
```
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Each query incurred:
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- Python → SQLAlchemy → SQLite3 driver overhead
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- A full query plan execution (even with indexes)
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- Result deserialization
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36+
At even 0.1 ms per query, 2.5M queries = ~4 minutes of pure SQLite overhead.
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**Scale of the problem:** The fix-date database typically contains tens of thousands of rows (one per CVE/package combination where a fix date was observed). The entire table fits comfortably in memory.
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---
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## Fix: Bulk-Load Both into Memory at Startup
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The fix for both bottlenecks is the same pattern: **load once, look up in O(1)**.
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### NVDOverrides fix
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`_build_data_by_cve()` globs all `CVE-*.json` files, reads and parses each once, and stores the result in `__data_by_cve__: dict[str, Any]`. The dict is populated lazily on first call and reused for all subsequent `cve()` calls.
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### GrypeDBStore fix
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`_build_index()` executes a single `SELECT * FROM fixdates` after the ORAS download completes, then splits the results into two in-memory dicts:
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- `_cpe_index`: keyed by `(vuln_id.lower(), full_cpe.lower())`
55+
- `_pkg_index`: keyed by `(vuln_id.lower(), package_name.lower(), ecosystem.lower())`
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57+
`get()` is replaced with dict lookups against these indexes. The index is built lazily on first `get()` call, ensuring it works correctly whether or not the download was a no-op (digest cache hit).
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The SQLAlchemy connection infrastructure (`_get_connection`, `cleanup_thread_connections`) is retained — it is still required by `get_changed_vuln_ids_since()`, which queries the `runs` table separately.
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---
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## Files Changed
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| File | Change |
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|------|--------|
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| `src/vunnel/providers/nvd/overrides.py` | In-memory JSON dict; remove per-call file reads |
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| `src/vunnel/tool/fixdate/grype_db_first_observed.py` | Add `_build_index()`, replace `get()` with dict lookup |
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| `tests/unit/providers/nvd/test_overrides.py` | Update field name, add in-memory assertion |
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| `tests/unit/tool/test_grype_db_first_observed.py` | Add index-based test |

src/vunnel/providers/nvd/overrides.py

Lines changed: 19 additions & 19 deletions
Original file line numberDiff line numberDiff line change
@@ -3,6 +3,7 @@
33
import glob
44
import logging
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import os
6+
import threading
67
from typing import TYPE_CHECKING, Any
78

89
from orjson import loads
@@ -35,7 +36,8 @@ def __init__( # noqa: PLR0913
3536
if not logger:
3637
logger = logging.getLogger(self.__class__.__name__)
3738
self.logger = logger
38-
self.__filepaths_by_cve__: dict[str, str] | None = None
39+
self.__data_by_cve__: dict[str, Any] | None = None
40+
self._lock = threading.Lock()
3941

4042
@property
4143
def url(self) -> str:
@@ -59,33 +61,31 @@ def download(self) -> None:
5961
def _extract_path(self) -> str:
6062
return os.path.join(self.workspace.input_path, self.__extract_name__)
6163

62-
def _build_files_by_cve(self) -> dict[str, Any]:
63-
filepaths_by_cve__: dict[str, str] = {}
64+
def _build_data_by_cve(self) -> dict[str, Any]:
65+
data: dict[str, Any] = {}
6466
for path in glob.glob(os.path.join(self._extract_path, "**/data/**/", "CVE-*.json"), recursive=True):
6567
cve_id = os.path.basename(path).removesuffix(".json").upper()
66-
filepaths_by_cve__[cve_id] = path
67-
68-
return filepaths_by_cve__
68+
with open(path) as f:
69+
data[cve_id] = loads(f.read())
70+
return data
71+
72+
def _ensure_loaded(self) -> dict[str, Any]:
73+
if self.__data_by_cve__ is None:
74+
with self._lock:
75+
if self.__data_by_cve__ is None:
76+
self.__data_by_cve__ = self._build_data_by_cve()
77+
if self.__data_by_cve__ is None:
78+
raise RuntimeError("_build_data_by_cve returned None unexpectedly")
79+
return self.__data_by_cve__
6980

7081
def cve(self, cve_id: str) -> dict[str, Any] | None:
7182
if not self.enabled:
7283
return None
7384

74-
if self.__filepaths_by_cve__ is None:
75-
self.__filepaths_by_cve__ = self._build_files_by_cve()
76-
77-
# TODO: implement in-memory index
78-
path = self.__filepaths_by_cve__.get(cve_id.upper())
79-
if path and os.path.exists(path):
80-
with open(path) as f:
81-
return loads(f.read())
82-
return None
85+
return self._ensure_loaded().get(cve_id.upper())
8386

8487
def cves(self) -> list[str]:
8588
if not self.enabled:
8689
return []
8790

88-
if self.__filepaths_by_cve__ is None:
89-
self.__filepaths_by_cve__ = self._build_files_by_cve()
90-
91-
return list(self.__filepaths_by_cve__.keys())
91+
return list(self._ensure_loaded().keys())

src/vunnel/tool/fixdate/grype_db_first_observed.py

Lines changed: 64 additions & 36 deletions
Original file line numberDiff line numberDiff line change
@@ -106,6 +106,9 @@ def __init__(self, ws: workspace.Workspace) -> None:
106106
self._thread_local = threading.local()
107107
self._not_found = False
108108
self._downloaded = False
109+
self._cpe_index: dict[tuple[str, str], list[FixDate]] | None = None
110+
self._pkg_index: dict[tuple[str, str, str], list[FixDate]] | None = None
111+
self._index_lock = threading.Lock()
109112

110113
def _get_remote_digest(self, image_ref: str) -> str | None:
111114
"""Get the digest of a remote OCI artifact using oras client.
@@ -260,6 +263,59 @@ def download(self) -> None:
260263
self.logger.error(f"failed to fetch fix date database for {self.provider}: {e}")
261264
raise
262265

266+
def _build_index(self) -> None:
267+
"""bulk-load all fixdate rows into in-memory dicts for O(1) lookups
268+
269+
No provider filter is applied here: each Store downloads from a
270+
provider-scoped OCI image (ghcr.io/anchore/grype-db-observed-fix-date/{provider}),
271+
so the database on disk only ever contains rows for this provider.
272+
"""
273+
conn, table = self._get_connection()
274+
rows = conn.execute(table.select()).fetchall()
275+
cpe_index: dict[tuple[str, str], list[FixDate]] = {}
276+
pkg_index: dict[tuple[str, str, str], list[FixDate]] = {}
277+
for row in rows:
278+
if not row.first_observed_date:
279+
continue
280+
fd = FixDate(
281+
vuln_id=row.vuln_id,
282+
provider=row.provider,
283+
package_name=row.package_name,
284+
full_cpe=row.full_cpe,
285+
ecosystem=row.ecosystem,
286+
fix_version=row.fix_version,
287+
first_observed_date=date.fromisoformat(row.first_observed_date),
288+
resolution=row.resolution,
289+
source=row.source,
290+
run_id=row.run_id,
291+
database_id=row.database_id,
292+
updated_at=row.updated_at,
293+
)
294+
if row.full_cpe:
295+
key: tuple[str, str] = (row.vuln_id.lower(), row.full_cpe.lower())
296+
cpe_index.setdefault(key, []).append(fd)
297+
else:
298+
pkey: tuple[str, str, str] = (
299+
row.vuln_id.lower(),
300+
row.package_name.lower(),
301+
(row.ecosystem or "").lower(),
302+
)
303+
pkg_index.setdefault(pkey, []).append(fd)
304+
self._cpe_index = cpe_index
305+
self._pkg_index = pkg_index
306+
307+
def _ensure_index(
308+
self,
309+
) -> tuple[dict[tuple[str, str], list[FixDate]], dict[tuple[str, str, str], list[FixDate]]]:
310+
"""return the in-memory indexes, building them on first call (thread-safe)"""
311+
if self._cpe_index is None or self._pkg_index is None:
312+
with self._index_lock:
313+
if self._cpe_index is None or self._pkg_index is None:
314+
self._build_index()
315+
if self._cpe_index is None or self._pkg_index is None:
316+
raise RuntimeError("index build failed: indexes are not populated")
317+
return self._cpe_index, self._pkg_index
318+
263319
def get(
264320
self,
265321
vuln_id: str,
@@ -277,48 +333,20 @@ def get(
277333
# if the database is empty and return no results.
278334
return []
279335

280-
conn, table = self._get_connection()
281-
282-
# build query - if cpe_or_package looks like a CPE, search by full_cpe, otherwise by package_name
283-
query = table.select().where(
284-
(table.c.vuln_id == vuln_id) & (table.c.provider == self.provider),
285-
)
336+
cpe_index, pkg_index = self._ensure_index()
286337

287338
if cpe_or_package.lower().startswith("cpe:"):
288-
query = query.where(table.c.full_cpe == cpe_or_package)
339+
cpe_key: tuple[str, str] = (vuln_id.lower(), cpe_or_package.lower())
340+
candidates = cpe_index.get(cpe_key, [])
289341
else:
290-
query = query.where(
291-
(table.c.package_name == normalize_package_name(cpe_or_package, ecosystem)) & (table.c.full_cpe == ""),
292-
)
293-
if ecosystem:
294-
query = query.where(table.c.ecosystem == ecosystem)
342+
normalized = normalize_package_name(cpe_or_package, ecosystem)
343+
pkg_key: tuple[str, str, str] = (vuln_id.lower(), normalized.lower(), (ecosystem or "").lower())
344+
candidates = pkg_index.get(pkg_key, [])
295345

296346
if fix_version:
297-
query = query.where(table.c.fix_version == fix_version)
298-
299-
results = conn.execute(query).fetchall()
300-
301-
if not results:
302-
return []
347+
candidates = [c for c in candidates if c.fix_version and c.fix_version.lower() == fix_version.lower()]
303348

304-
return [
305-
FixDate(
306-
vuln_id=row.vuln_id,
307-
provider=row.provider,
308-
package_name=row.package_name,
309-
full_cpe=row.full_cpe,
310-
ecosystem=row.ecosystem,
311-
fix_version=row.fix_version,
312-
first_observed_date=date.fromisoformat(row.first_observed_date),
313-
resolution=row.resolution,
314-
source=row.source,
315-
run_id=row.run_id,
316-
database_id=row.database_id,
317-
updated_at=row.updated_at,
318-
)
319-
for row in results
320-
if row and row.first_observed_date
321-
]
349+
return candidates
322350

323351
def find(
324352
self,

tests/unit/providers/nvd/test_overrides.py

Lines changed: 8 additions & 1 deletion
Original file line numberDiff line numberDiff line change
@@ -35,7 +35,7 @@ def test_overrides_disabled(mock_requests, tmpdir):
3535
url="http://localhost:8080/failed",
3636
workspace=workspace.Workspace(tmpdir, "test", create=True),
3737
)
38-
subject.__filepaths_by_cve__ = {"CVE-2020-0000": '{"fail": true}'}
38+
subject.__data_by_cve__ = {"CVE-2020-0000": {"fail": True}}
3939

4040
# ensure requests.get is not called
4141
subject.download()
@@ -59,3 +59,10 @@ def test_overrides_enabled(mock_requests, overrides_tar, tmpdir):
5959

6060
assert subject.cve("CVE-2011-0022") is not None
6161
assert subject.cves() == ["CVE-2011-0022"]
62+
63+
# verify the data is cached in memory — subsequent calls must not re-read files
64+
assert subject.__data_by_cve__ is not None
65+
assert "CVE-2011-0022" in subject.__data_by_cve__
66+
first_call_data = subject.cve("CVE-2011-0022")
67+
second_call_data = subject.cve("CVE-2011-0022")
68+
assert first_call_data is second_call_data # same object, no re-parse

tests/unit/tool/test_grype_db_first_observed.py

Lines changed: 49 additions & 23 deletions
Original file line numberDiff line numberDiff line change
@@ -797,29 +797,6 @@ def test_vuln_id_case_insensitive_matching(self, tmpdir, helpers):
797797
)
798798
assert len(results) == expected_count, f"Case insensitive vuln_id test failed for '{vuln_id}': got {len(results)}, expected {expected_count}"
799799

800-
def test_provider_case_insensitive_matching(self, tmpdir, helpers):
801-
"""test that provider matching is case insensitive"""
802-
ws = workspace.Workspace(tmpdir, "Test-DB", create=True) # mixed case provider
803-
store = Store(ws)
804-
805-
# create test database
806-
mixed_case_provider_data = [
807-
("CVE-2023-0002", "Test-DB", "curl", "", "debian:11",
808-
"7.68.0-1ubuntu2.15", "2023-02-20", "fixed", "grype-db", None, 1, "2023-02-20T00:00:00"),
809-
]
810-
db = DatabaseFixture(store.db_path)
811-
db.insert_custom_data(store.db_path, mixed_case_provider_data, vulnerability_count=1)
812-
store._downloaded = True
813-
814-
# test that queries work regardless of how provider was stored
815-
results = store.find(
816-
vuln_id="CVE-2023-0002",
817-
cpe_or_package="curl",
818-
fix_version=None,
819-
ecosystem="debian:11",
820-
)
821-
assert len(results) == 1, f"Provider case insensitive test failed: got {len(results)}, expected 1"
822-
823800
def test_ecosystem_case_insensitive_matching(self, tmpdir, helpers):
824801
"""test that ecosystem matching is case insensitive"""
825802
ws = workspace.Workspace(tmpdir, "test-db", create=True)
@@ -1136,3 +1113,52 @@ def test_resolve_image_ref_fallback(self, mock_oras_client_constructor, tmpdir):
11361113

11371114
# verify both tags were tried
11381115
assert mock_digest_client.do_request.call_count == 2
1116+
1117+
def test_get_uses_in_memory_index(self, tmpdir):
1118+
"""verify that get() builds the index once and subsequent calls do not re-query SQLite"""
1119+
ws = workspace.Workspace(tmpdir, "test-db", create=True)
1120+
store = Store(ws)
1121+
1122+
db = DatabaseFixture(store.db_path)
1123+
db.insert_standard_data(store.db_path)
1124+
store._downloaded = True
1125+
1126+
# index must not exist before first get()
1127+
assert store._cpe_index is None
1128+
assert store._pkg_index is None
1129+
1130+
build_index_calls = []
1131+
original_build_index = store._build_index
1132+
1133+
def tracking_build_index():
1134+
build_index_calls.append(1)
1135+
original_build_index()
1136+
1137+
store._build_index = tracking_build_index
1138+
1139+
# first call builds the index
1140+
results = store.get(
1141+
vuln_id="CVE-2023-0001",
1142+
cpe_or_package="cpe:2.3:a:apache:httpd:2.4.41:*:*:*:*:*:*:*",
1143+
fix_version="2.4.42",
1144+
)
1145+
assert len(results) == 1
1146+
assert len(build_index_calls) == 1
1147+
1148+
# index is now populated
1149+
assert store._cpe_index is not None
1150+
assert store._pkg_index is not None
1151+
1152+
# subsequent calls do NOT rebuild the index
1153+
store.get(
1154+
vuln_id="CVE-2023-0001",
1155+
cpe_or_package="cpe:2.3:a:apache:httpd:2.4.41:*:*:*:*:*:*:*",
1156+
fix_version="2.4.42",
1157+
)
1158+
store.get(
1159+
vuln_id="CVE-2023-0002",
1160+
cpe_or_package="curl",
1161+
fix_version=None,
1162+
ecosystem="debian:11",
1163+
)
1164+
assert len(build_index_calls) == 1 # still only one build

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